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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation