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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit