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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

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COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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