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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction