Search Result

481 - 500 of 913 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background