Search Result

281 - 300 of 884 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method