Search Result

121 - 140 of 545 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms