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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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SUP 18.4 Friendly Society transfers and amalgamations

PERG 13.3 Investment Services and Activities

REC 2.9 Transaction recording

DTR 6.1 Information requirements for issuers of shares and debt securities

LR App 1.1 Relevant definitions

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REC 2.10 Financial crime and market abuse

DTR 5.4 Aggregation of managed holdings

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COLL 4.5 Reports and accounts

CASS 6.1 Application

REC 3.6 Constitution and governance

COLL 8.3 Investor relations

BIPRU 7.10 Use of a Value at Risk Model

RCB 2.3 Determination of registration

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 6.2 Dealing

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 4.2 Pre-sale notifications

CASS 5.5 Segregation and the operation of client money accounts