Search Result

161 - 180 of 948 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People