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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

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COBS 3.2 Clients

As Published: 2007

COBS 3.2 Clients

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DISP 1.11 The Society of Lloyd's

As Published: 2007

DISP 1.11 The Society of Lloyd's

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

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