Search Result

141 - 160 of 662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

COBS 20.3 Principles and Practices of Financial Management

As Published: 2007

COBS 20.3 Principles and Practices of Financial Management

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PR App 3.1

As Published: 2005

PR App 3.1

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus