Search Result

121 - 140 of 862 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts