Search Result

981 - 1000 of 1003 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

COBS 3.2 Clients

As Published: 2007

COBS 3.2 Clients

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute