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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COBS 13.2 Product information: production standards, form and contents

As Published: 2007

COBS 13.2 Product information: production standards, form and contents

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COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 17.1 Application

COBS 3.2 Clients

CASS 1.2 General application: who? what?

COBS 4.2 Fair, clear and not misleading communications

CASS 6.1 Application

COBS 10.5 Assessing appropriateness: guidance

COBS 4.8 Cold calls and other promotions that are not in writing

SUP 13A.9 The precautionary measure rule for incoming EEA firms

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PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 12.2 Introduction

COBS 18.11 Authorised professional firms

COBS 20.1 Application

PERG 10.4A The application of EU Directives

CASS 5.4 Non-statutory client money trust

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COBS 13.2 Product information: production standards, form and contents

COBS 13.5 Preparing product information: other projections

PERG 5.11 Other aspects of exclusions