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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

COBS 20.3 Principles and Practices of Financial Management

As Published: 2007

COBS 20.3 Principles and Practices of Financial Management

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2007

BIPRU 5.2 The central principles of credit risk mitigation

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders