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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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LR 16.3 Listing applications

As Published: 2005

LR 16.3 Listing applications

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

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COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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