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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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Similar To

SYSC 18.1 Application

DEPP 7.2 Interviews

SUP 13A.1 Application and purpose

CASS 6.3 Depositing assets with third parties

REC 5.2 Application process

SYSC 3.1 Systems and Controls

COBS 2.3 Inducements

SUP App 3.3 Background

REC 2.7 Access to facilities

SUP 12.1 Application and purpose

REC 2.1 Introduction

REC 1.1 Application

GENPRU 2.2 Capital resources

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order