Search Result

41 - 60 of 523 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

COBS 2.2 Information disclosure before providing services

As Published: 2007

COBS 2.2 Information disclosure before providing services

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling