Search Result

521 - 540 of 1020 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COBS 2.2 Information disclosure before providing services

As Published: 2007

COBS 2.2 Information disclosure before providing services

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR