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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls