Search Result

441 - 460 of 982 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping