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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

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ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

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