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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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