Search Result

261 - 280 of 886 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant