Search Result

181 - 200 of 939 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

RCB 3.4 Covered Bond issuance notifications

As Published: 2008

RCB 3.4 Covered Bond issuance notifications

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement