Search Result

181 - 200 of 951 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

COND 1.3 General

As Published: 2001

COND 1.3 General

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

As Published: 2006

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages