Search Result

161 - 180 of 637 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction