Search Result

161 - 180 of 806 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure