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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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COBS 3.1 Application

COBS 18.9 ICVCs

COBS 20.1 Application

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COBS 20.3 Principles and Practices of Financial Management

COBS 18.11 Authorised professional firms

BIPRU 5.4 Financial collateral

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

CASS 5.2 Holding money as agent of insurance undertaking

LR 15.6 Notifications and periodic financial information

BIPRU 7.2 Interest rate PRR

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COBS 18.3 Corporate finance business

SUP 3.10 Duties of auditors: notification and report on client assets

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 8.21 Company statements, announcements and briefings

DEPP 2.5 Provision for certain categories of decision

PERG 10.4 Pension scheme service providers other than trustees

COLL 8.5 Powers and responsibilities