Search Result

81 - 100 of 892 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DISP 1.11 The Society of Lloyd's

As Published: 2007

DISP 1.11 The Society of Lloyd's

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose