Search Result

801 - 820 of 1036 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 17.1 Application

As Published: 2005

LR 17.1 Application

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background