Search Result

61 - 80 of 546 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

COBS 2.2 Information disclosure before providing services

As Published: 2007

COBS 2.2 Information disclosure before providing services

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations