Search Result

681 - 700 of 914 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2007

COBS 10.7 Record keeping and retention periods for appropriateness records

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

LR 18.1 Application

As Published: 2005

LR 18.1 Application

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports