Search Result

661 - 680 of 974 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose