Search Result

641 - 660 of 980 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)