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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

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MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

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COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

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COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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