Search Result

541 - 560 of 951 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

COBS 16.6 Life insurance contracts – communications to clients

As Published: 2007

COBS 16.6 Life insurance contracts – communications to clients

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans