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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2008

ICOBS 8.2 Motor vehicle liability insurers

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision