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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information