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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports