Search Result

221 - 240 of 988 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

REC 1.1 Application

As Published: 2005

REC 1.1 Application

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting