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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation