Search Result

581 - 600 of 886 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund