Search Result

361 - 380 of 861 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

LR 3.1 Application

As Published: 2005

LR 3.1 Application

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders