Search Result

341 - 360 of 886 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose