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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document