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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PR App 1.1

COBS 15.1 Application

SUP 6.2 Introduction

SUP 16.1 Application

LR 15.2 Requirements for listing

SUP 17.2 Making transaction reports

PERG 8.18 Financial promotions concerning the Lloyd’s market

ICOBS 1.1 The general application rule

LR 15.6 Notifications and periodic financial information

GEN 4.3 Letter disclosure

DTR 5.4 Aggregation of managed holdings

PERG 5.12 Link between activities and the United Kingdom

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COLL 6.3 Valuation and pricing

SUP 18.2 Insurance business transfers

FEES 4.2 Obligation to pay periodic fees

PERG 8.30 Medium used to give advice or information