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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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Similar To

PR App 1.1

PR 3.4 Supplementary prospectus

PR 5.6 Miscellaneous

DTR 6.3 Dissemination of information

FEES 3.2 Obligation to pay fees

GENPRU 2.2 Capital resources

LR 17.3 Requirements with continuing application

LR 8.4 Role of a sponsor: transactions

SUP 18.2 Insurance business transfers

RCB 2.3 Determination of registration

REC 2.5 Systems and controls and conflicts

COLL 8.3 Investor relations

PR 1.2 Requirement for a prospectus and exemptions

PR App 3.1

LR 14.3 Continuing obligations

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

BIPRU 7.10 Use of a Value at Risk Model

DTR 5.8 Procedures for the notification and disclosure of major holdings

DEPP 6.2 Deciding whether to take action