Search Result

81 - 100 of 644 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DTR 5.7 Notification of combined holdings

As Published: 2007

DTR 5.7 Notification of combined holdings

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

LR 16.3 Listing applications

As Published: 2005

LR 16.3 Listing applications