Search Result

141 - 160 of 644 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PERG 13.2 General

As Published: 2007

PERG 13.2 General

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

LR 12.1 Application

As Published: 2005

LR 12.1 Application

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing